SEC Form D Filing

SEC Form D Filing which is a document companies need to file with the SEC when raising money from investors without registering the securities.

We are able to assist with:

• Initial State Blue Sky Filings - notification of the fund's exemption (or notice filings) and must then be sent to each state securities regulator where investors reside within 15 days of the first sale of securities to an investor in that state. Government filing fees are payable separately (varies by state).

• Annual renewal for Blue Sky filings 

Relevant state filing fees can be found here, but might be subjected to change.