Regulatory Compliance Services in Singapore
We specialize in providing comprehensive compliance and regulatory services to businesses in the financial services industry, ensuring that they meet all the regulatory requirements set forth by the financial regulators such as Monetary Authority of Singapore (MAS) & Securities and Futures Commission (SFC) in Hong Kong and other relevant authorities. Our services are designed to help companies navigate complex regulatory landscapes, manage risks, and build a robust compliance framework.
Our Partners
Need help with other areas of your business? We have a panel of qualified and reliable business partners. Let us know your needs, and we’ll be happy to recommend the right partner for you.
Placement Agents (fund raising)
Banks (retail, corporate, premier & private)
Recruitment, Employee on Records, & Corporate Relocation
Licensing Application/Regulatory Compliance
Financial Advisors
Lawyers (Offshore, Corporate, M&A, Trust, Funds, Disputes)
Serviced Offices (lease agreement, local telephone, mail handling)
Trust Providers
Insurance brokers for Employee Benefits (EB), Directors and Officers Liability, and Professional Indemnity
Application of Capital Markets Services License with MAS or SFC
Securities and Futures Commission (SFC) Type 1, 4, or 9 in Hong Kong
Capital Markets Services Licenses (CMS) in Singapore
VCFM
Alternative Investors (AI)
Retail
Registration for exemption from holding a licence for:
Exempt Fund Managers
Exempt Corporate Finance Advisers
Exempt Investment Advisers
Private Placement
Setup of Compliance Function
Drafting of relevant policies and procedures
Drafting of Risk Management Framework and Compliance Monitoring Program
Assist in forming various Compliance Committees
Drafting of Terms of Reference
Provide advice to members of the Committees
Outsourced Compliance Function
Provision of an AML/CFT Officer
Provide ongoing Compliance Advisory and Regulatory Updates (including but not limited to MAS guidelines, industry best practices etc.)
Provide notifications of MAS Circulars
Submission of Annual and Quarterly MAS Surveys
Handling correspondence with the regulator and auditors
Assist with compliance with other government related agencies (MOM, Sing Stats etc.)
Provide Compliance Trainings
Provide AML/KYC screening and reports
Reporting to the Singapore Police through SONAR or STR (Suspicious Transactions Report
Internal Audit (Best practices and Gaps Analysis) or Assist with MAS Reviews
Provision of a Data Protection Officer (“DPO”)
Acting as the organisation’s external DPO & point of contact on data protection matters with relevant stakeholders;
Establishing & maintaining the organisation’s data protection policies and framework;
Developing a training programme & providing training on data protection to directors, management and employees
Business Continuity Management
Drafting of Business Continuity Policy and Procedure in line with MAS guidelines
Performing Gap Analysis comparing current BCM framework with the MAS Guidelines
Preparing for independent audit of the BCM framework
U.S. Securities and Exchange Commission (SEC)
Exempt Reporting Adviser (ERA) registration
Registered Investment Advisers (RIA) registration
Form D Notice Filing (SEC filing via EDGAR)
Blue Sky filings (U.S. State Securities filings via Electronic Filing Depository (EFD))
Other SEC Compliance Support
Integrated services
Take a look at the range of services that we can provide for setting up a presence in Asia, hiring someone, issue a tax invoice, obtain personal residency status, or setup an investment vehicle.
Top rated by 200+ clients
★★★★★
Adept Corporate Services (ACS) is a leading corporate service provider, offering comprehensive business solutions, including entity formation, corporate secretarial compliance, bank account opening (including offshore entities), corporate accounting, fund administration, tax compliance, MAS & SFC licensing & Compliance outsourcing, work visa applications, and payroll services.
Singapore| Malaysia | China | Hong Kong SAR | USA | British Virgin Islands | Cayman Islands
新加坡 | 马来西亚 | 中国 | 香港特别行政区 | 美国 | 维京群岛 | 开曼群岛
©2021-2026 Adept Corporate Services | All Rights Reserved
